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Journal of Investment Compliance

Emerald Group Publishing
Howard House, Wagon Lane, Bingley, BD16 1WA, UK
T: +44 (0) 1274 777700
F: +44 (0) 1274 785201
ISSN: 1528-5812

JOIC is a quarterly professional journal that publishes articles on regulatory and compliance issues relevant to broker–dealers, investment advisers, mutual funds, hedge funds, and other types of investment companies. It offers practical advice on future directions for the industry and the compliance implications, and covers issues such as research analyst independence, employment law, registration with regulators, and preparing for regulatory examinations and investigations.

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