regulation T
rule on extensions of credit in the United States, a federal law that regulates extensions of credit by brokers and dealers and specifies initial margin requirements and payment rules on some securities transactions
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rule on extensions of credit in the United States, a federal law that regulates extensions of credit by brokers and dealers and specifies initial margin requirements and payment rules on some securities transactions
The contemporary development of international audit regulation is connected to the growing significance of international investors who demand financial reports that are prepared and audited in accordance with globally accepted international standards
By Christopher Humphrey, Anne Loft
Julian Franks is Professor of Finance and Academic Director at London Business School’s Centre for Corporate Governance. Here he reflects on the shape of future regulation of the financial services sector. His research focuses on bankruptcy and financial distress and corporate ownership and control
By Viral Acharya, Julian Franks
The key regulatory changes, including the separation of research analysts from the corporate finance business, were copied in rule changes by stock market regulators around the world. For example, in July 2004 the UK regulator—the Financial Services Authority (FSA)—introduced a rule that required firms producing research to tell their clients whether it met the FSA rules on impartiality
By Simon Taylor
One of the most controversial debates in economic policy is: Should governments intervene in or regulate capital markets? Pure free-marketeers believe that the “invisible hand” can correct all market failures. However, advocates of intervention characterize the regulation process as one in which
By Wang Jiwei
Definitions of ’regulation T’ and meaning of ’regulation T’ are from the book publication, QFINANCE – The Ultimate Resource, © 2009 Bloomsbury Information Ltd. Find definitions for ’regulation T’ and other financial terms with our online QFINANCE Financial Dictionary.